PRIVACY NOTICE

FACTS

WHAT DOES CENTIVA DO WITH YOUR PERSONAL INFORMATION?

WHY?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social security number
  • Income
  • Assets
  • Risk tolerance
  • Wire transfer instructions
  • Transaction history
  • When you are no longer our customer, we continue to share information about you as described in this notice.

HOW?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Centiva chooses to share; and whether you can limit this sharing.

REASONS WE CAN SHARE YOUR PERSONAL INFORMATION

DOES CENTIVA SHARE?

CAN YOU LIMIT THIS SHARING?

For our everyday business purposes – such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.

Yes

No

For our marketing purposes – to offer our products and services to you.

Yes

No

For joint marketing with other financial companies.

No

We don’t share

For our affiliates’ everyday business purposes – information about your transactions and experiences.

Yes

No

For our affiliates’ everyday business purposes – information about your creditworthiness.

No

We don’t share

For nonaffiliates to market to you.

No

We don’t share

QUESTIONS?

Raymond Burley (COO) 212-554-4180 | Visit: www.centivacapital.com

WHO WE ARE

Who is providing this notice?

Centiva Capital, LP; Centiva Fund GP, LLC

WHAT WE DO

How does Centiva protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Centiva collect my personal information?

We collect your personal information, for example, when you:

  • Enter into an investment advisory contract
  • Seek financial advice
  • Make deposits or withdrawals from your account
  • Tell us about your investment or retirement portfolio
  • Give us your employment history We also collect your personal information from others, such as third-party service providers.
  • Mobile information will not be shared with third parties/affiliates for marketing/promotional purposes. All the above (or below) categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

  • sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

DEFINITIONS

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include companies such as Centiva Fund GP, LLC, Centiva Capital Asia PTE Ltd, Centiva Capital Europe SAS, Centiva Capital HK Limited and Centiva Capital UK Ltd.

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Centiva does not share with nonaffiliates so they can market to you.

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Centiva does not jointly market.